Spotlight

Embedding Risk Appetite into the Strategy Process

Manigent Seven statements

Seven statements we would like our clients to make about us:

  1. “they are our strategy execution partner” 
  2. “I enjoy working with the Manigent team”
  3. “they added value from the first meeting”
  4. "they attract uniquely talented people”
  5. “their integrated approach works for us”
  6. “their project delivery is outstanding”
  7. “they are easy to do business with” 

Regulatory Compliance

Regulatory compliance describes the processes and practices that as organisation undertake to ensure that personnel are aware of and take steps to comply with relevant laws and regulations. 

Due to the increasing number of regulations and need for operational transparency, organisations need to take a more structured and proactive approach to compliance and one that drive business value.

Key Points

  • Implement a robust controls framework 
  • Ensure processes and practices are in place to ensure compliance to regulatory obligations
  • Strengthen the value of business assurance and internal audit to the business
  • Respond effectively to FSA RMP and Section 166 requirements
  • Meet regulatory obligations, including Sarbanes-Oxley, TCF, KYC and ICAAP

Key Benefits

  • Improve operational transparency
  • Improve efficency and effectiveness of decision-making
  • Reductions in regulatory costs and fines
  • Enhanced and protection the organisation's reputation